Appendix 3
LIST OF APPLICABLE LEGISLATION, REGULATIONS, CODES, STANDARDS, RULES, DIRECTIVES, CHARTERS, CIRCULARS AND NOTES
Investment Management, advice and administration
- ASISA Code on Living Annuities
- ASISA Standards Applicable to Third Party Portfolios
- Collective Investment Schemes Control Act 45 of 2002
- Financial Advisory and Intermediary Services Act 37 of 2002
- Financial Institutions (Protection of Funds) Act 28 of 2001
- Financial Intelligence Centre Act 38 of 2001
- Financial Services Board Act 97 of 1990
- Financial Services Ombud Schemes Act 37 of 2004
- FSB Directives and Circulars (Not legislation)
- FSB Pension Fund Directives
- Inspection of Financial Institutions Act 80 of 1998
- Intestate Succession Act 81 of 1987
- JSE Ltd Rules and Directives
- Pensions Funds Act 24 of 1956
- Securities Services Act 36 of 2004
- Trust Property Control Act 57 of 1988
Banking and Exchange Control
- Banks Act 94 of 1990
- Currencies and Exchanges Act 9 of 1993
- Exchange Control Regulations of 1961
Employer-Employee
- Basic Conditions of Employment Act 57 of 1997
- Compensation for Occupational Injuries and Diseases Act 130 of 1993
- Employment Equity Act 55 of 1998
- Labour Relations Act 66 of 1995
- Occupational Health and Safety Act 85 of 1993
- Promotion of Equality and Prevention of Unfair Discrimination Act 4 of 2000
- Protected Disclosures Act 26 of 2000
- Skills Development Act 97 of 1998
- Skills Development Levy Act 9 of 1999
- Unemployment Insurance Act 63 of 2001
- Unemployment Insurance Contributions Act 4 of 2002
Revenue
- Income Tax Act 58 of 1962
- SARS Director Circulars and Notes
- Securities Transfer Tax Act 25 of 2007
- Securities Transfer Tax Administration Act 26 of 2007
- Value Added Tax Act 89 of 1991
General
- Broad-based Black Economic Empowerment Act 53 of 2003 and Financial Services Charter
- Companies Act 71 of 2008
- Constitution of RSA Act 108 of 1996
- Consumer Affairs (Unfair Business Practices) Act 71 of 1988
- Consumer Protection Act 68 of 2008
- Copyright Act 98 of 1978
- Electronic Communications and Transactions Act 25 of 2002
- Insolvency Act 24 of 1936
- King Code of Conduct for Corporate Governance (not legislation)
- Long-Term Insurance Act 52 of 1998
- Prevention and Combating of Corrupt Activities Act 12 of 2004
- Prevention of Organised Crime Act 121 of 1998
- Promotion of Access to Information Act 2 of 2000
- Promotion of Administrative Justice Act 3 of 2000
- Protection of Constitutional Democracy against Terrorist and Related Activities Act 33 of 2004
- Protection of Personal Information Bill
- Regulation of Interception of Communications and Provision of Communication-Related Information
Act 70 of 2002
- Trade Marks Act 194 of 1993
Offshore
- Foreign Account Tax Compliance Act (FATCA)
- Financial Services Authority Handbook
- GFSC Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist
Financing
- The Protection of Investors (Bailiwick of Guernsey) Law, 1987
- UK Bribery Act 2010